Giving you Peace of Mind

DE-RISKING YOUR BUSINESS

Imagine delivering a more efficient and effective investment outcome to all your clients in a fraction of the time, secure in the knowledge you are meeting your compliance obligations. With PortfolioMetrix this is a reality.

We give our adviser partners the tools they need to deliver first class investment portfolios to a large range of clients, whilst meeting the key requirements of the regulator. These tools enable advisers to:

• Ensure clients aren’t ‘shoe horned’ into a one size fits all solution
• Analyse and understand clients’ willingness and ability to take risk
• Include the investor’s time horizon when allocating risk
• Analyse and understand clients’ capacity for loss
• Use a consistent and repeatable process
• Use a robust risk mapping process
• Evidence a replacement business process
• Use an independent investment process
• Evidence oversight and monitoring of suitability process
• Avoid creating a ‘suitability gap’

We do this through:

• applying industry-leading investment expertise behind the scenes, so the adviser/client relationship isn’t compromised
• giving access to ‘dial up’ or ‘dial down’ elements within each PortfolioMetrix portfolio, creating customised solutions to meet each clients’ requirements
• providing integrated client analysis and risk-rating tools
• providing automated cash flow modelling and reporting tools

This combination of expertise and first class compliance-based tools achieves risk-controlled performance in line with clients’ expectations and suitability requirements whilst satisfying the regulators.